Home > Austin jobs > Austin administrative/office

Posted: Tuesday, January 16, 2018 4:39 AM

Job Description:/h3:
We are seeking a Registered Client Service Associate to join our team
The Registered Client Service Associate (Registered CSA) role enhances the client experience by servicing clients and providing operational and administrative support to Financial Advisors. Your knowledge of firm policy, procedures and technology allows you to interface with clients and prospective clients, anticipate their needs, resolve problems, and follow through to provide exceptional service. You perform administrative duties that support Financial Advisors in their daily business practices (e.g., client meetings, on:boarding new clients, marketing). You maintain risk awareness and regulatory knowledge. As a Registered CSA you may be requested to market products and services and represent USCA Securities LLC and USCA RIA and your Financial Advisors business as directed. You are client service oriented and a team player. You are detail oriented with proven organizational skills, able to manage time efficiently and can multi:task. You have proven written and verbal communication skills.
:Manage account opening process for new and existing clients.
:Perform array of client administrative activities and act as a key point of contact for client operational matters.
:Review client account activity on a daily basis to ensure overall accuracy, proper settlement of transactions and reconciliation of sales credits and fees.
:Regularly liaise with product specialists to provide client service, answer client questions and resolve problems.
:Complete ad hoc, client:related projects at direction of sales team as needed.
:Drive administration of sales teams business. Perform daily business review to facilitate critical intra:team communication.
:Proactively share knowledge and experiences with new employees and colleagues.
Basic Qualifications
:2+ years total work experience in financial services with a client:facing role.
:Series 7 and 66 required proven project management skills, ability to multi:task effectively across projects
:Has a good understanding of financial service products.
:Has excellent understanding of processes, applications and techniques required to carry out role effectivelypany Description:/h3:
USCA was founded in 2010 by a group of experienced financial industry professionals with a shared vision to combine the collegial atmosphere of a regional firm with the capabilities to provide differentiated investment opportunities and unique investment solutions. The synergies of our platform combines wealth management, equity research, equity trading, investment banking, merchant banking and municipal securities based in the energy capital of the world to deliver value to our clients every day. Today, USCA manages over 4.5 billion in AUM for its wealth management clients and advises over 125 institutional clients, including a number of the largest investment management firms.


• Location: Austin

• Post ID: 27760887 austin is an interactive computer service that enables access by multiple users and should not be treated as the publisher or speaker of any information provided by another information content provider. © 2018